EPSTEIN
page 5 / 341 . OCR, unverified
Important tnIonnaVon about pricing and valuations.
(4,0e3 some a each are prOvdod by {voting Services 0, Other sources whiCh ne deem/eget*. are not Tie/anted kw accvrecy Cr as roO.Vablo .glues
Fencredit balances m yOu, account Aro not segregated and may by used in Ire operation ot.h0/.45/1 business Sutra DO trio Amtatons of SEC Rule 15cX.3 Unless otherwise arostuctod !WS, a its agents and deposrtenes
hod rots socurtos Upon
your denund JPMSI .0/pay to you the amount of plat tree end,: balance and mil doher to you fulki.oad socuntos held on your bona
interest ree be charged on any debit balance. rho method of cotthiating interest rs eh:dated m a hooter sent to an margtn arstarors Upon antral request JPMSI wit supply you ...An ots frost recoM Marron: fecund to be furnished to customers
under SEC Fey*. I 7a-
c)
Ile porta/cal/4 mode wth respect to an issue of sew ites encluded en your Moron Arecent no vtiV &but* the call by a method we deem dm, and equitable
You shed have received seprealeJPIOSI bade contrmeecns fa each secteeres 0 arse:bon At bansectos ere sutoct b the berms and conditions stated on the reverse side onuch confematons and we subpect to the constitution. by-laws customs
and eNeveretatons of the no. ketp.bce shoe erearbd and gosemed by and conaaued an *co:stance with Me laws of the stated New York and all °apical* federal leas and requirgons
You must etompey advise JAMS/ of meleel charges in your 'meat/nen: objectives or femme-al squab'', Unless you :tram JPMSI cMerwrte JAMS: wit consider the obtmaten currently in its Nos robe complete and accurate
JAMS: is moored by law to remt to the Infernal Remove Service aadiv•denda end
merest income on bonds °Weed to yore aCcount durfog calendar year Pkese retain atlyou atalerrynts basset you in preparing 'oat inosme tan returns
A financial statement of JPMSI is &Whist* Ice your personal MtpeCton at its *Mon a a copy of if ma be mailed upon your written request
JAMS; is no I a bane end is e separate legal entry from As Oen, a eve aff AsPos mcAidmo JPMCB The secedes add °leaf a recomnrondad ty/PMS0
(I) Are not insured by the Federal DePOsd Infuriate Caper Mon of any other gOvtonnlorthWegency
(2) Are not deposits a other a:Valens d JP4tSra bank a Or t aff mates (unless omervose indicated) and me not guaranteed by or the responsibiety Of any Web aft arales(unkes 0.10<e4 stated otherwise). and
13) Inhcee investment inks mc4.4,02 posed Os, 01 Zr. teinCpahmesteLl
JAMSIs banking afIn‘ares maybe lenders to issuers of seCtsdies that JPMSI UnclervefSn m which case on:coeds of Offerings unlirver:Ien by JPMS may be used be the repayment of such bans and you shOull refer to Zr'. chscewoe documents (OWN
I0 partCukv Seatta.9 Ice d,%usson of any such lending ref.:0040bn
The Federal Rosen* req we es that JPMSI obtan your conscre orsby it can obtain certain meormation Fames bank a eine &ideates mc.lidmii :hoe credit m a4naton Pryor We ado assume that your conenuno to transact busness aids JPMSI ree
constitute your consent .t Me Marrero err such robe nntion by JPMSI and ms bank a that e 1/4,..s!es tome *Afoot potmttod by Ian
JPMorgan PrvateBank.s the nwionng name to the prrrate banking business conducted by JP Morgan Chase 6 Co through da suesdones emir do atalmg JPMCB and-ANSI
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030280
SDNY_GM_00299478
EFTA01505300
--- SOURCE: IMAGES__0117__EFTA01505301.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505301.pdf
----------------------------------------
Account Number:
FINANCIAL TRUST COMPANY INC
September 01, 2002 - September 30. 2002
J.P. Morgan Securities Inc.
2002
270 Park Avenue New York. NY 10017
II3JPMorgan
Private
Bank
Margin Account Portfolio
Page 36 of 36
!PAS b e member doe Securities !tweaks Fteleabbn Corp:seep (SPC). a neglar-FteR rnembenhipeapera/kn herded by brokers:I/stars repiskred wth the Securities and Exchange Commission. Seardin and cash held fer a materna, account el
JR'S, ere pnoteded u p ben entendo(193.0C0.000 The BB 19:0000 et probed:a which includes up Jo S100.000 el catleeletn ke ass& i prodded by SPC The balanced the pabebisa when halides up tow eeklabeed WACO° el pee:deem
fee earn. is pveided freemen* Excess Seeurdies Bond issued by Trawlers Camay and Sin* Company of Ante. This SPC end excess &PC protection does nol pax/ spend tosses from &duels* in the valueof The secunties. Assets held in
custody by 'MACS ere ne4 suhecf So WPC emery,
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030281
SDNY_GM_00299479
EFTA01505301
--- SOURCE: IMAGES__0117__EFTA01505302.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505302.pdf
----------------------------------------
2002
FINANCIAL TRUST COMPANY INC
JPMorgan Private Bank
Confidential
Page 1 of 36
J.P. Morgan Portfolios
September I - September 30, 2002
Table of Contents
Pe
Account Summary
Asset Account Portfdio
JPMCB
Margin Account Portfolio